-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NBWQBrl3LzCqItqzhpaFrBz6mt3xZ73CQvFLDrRrPf7m1BZasVviDReIOVCB6XMM DT/LTBjUYuZaZ898TUb6ng== 0000814285-98-000002.txt : 19980220 0000814285-98-000002.hdr.sgml : 19980220 ACCESSION NUMBER: 0000814285-98-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980219 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL STAINLESS & ALLOY PRODUCTS INC CENTRAL INDEX KEY: 0000931584 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 251724540 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49841 FILM NUMBER: 98545438 BUSINESS ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 4122577600 MAIL ADDRESS: STREET 1: 600 MAYER ST CITY: BRIDGEVILLE STATE: PA ZIP: 15017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BEAR STEARNS ASSET MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000814285 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061135192 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 505 LEXINGTON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122722814 MAIL ADDRESS: STREET 1: 505 LEXINGTON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BEAR STEARNS ASSET MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19980218 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 and 13d-2 ( Initial Filing ) Universal Stainless & Alloy Products, Inc. (Name of Issuer) Common Stock 913837100 (Title of class of securities) (CUSIP Number) Check the following box if a fee is being paid with the statement [ ] (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) CUSIP No. 913837100 1 NAME OF REPORTING PERSON: BEAR STEARNS ASSET MANAGEMENT INC. S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 06-1135192 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK NUMBER OF SHARES 5 SOLE VOTING POWER: 471,400 BENEFICIALLY 6 SHARED VOTING POWER: OWNED BY -0- EACH REPORTING 7 SOLE DISPOSITIVE POWER: 471,400 PERSON WITH 8 SHARED DISPOSITIVE POWER: 1,800 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 473,200 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:*[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 7.52 12 TYPE OF REPORTING PERSON:* INVESTMENT ADVISOR * SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a): Name of Issuer: Universal Stainless & Alloy Products, Inc. Item 1(b): Address of Issuer's Principal Executive Offices: 600 Mayer Street Bridgeville, PA 15017 Item 2(a): Name of Person Filing: Bear Stearns Asset Management Inc. Item 2(b): Address of Principal Business Office: 575 Lexington Avenue New York, NY 10167 Item 2(c): Citizenship: Incorporated in New York Item 2(d): Title of Class of Securities: Common Stock Item 2(e): Cusip Number: 913837100 Item 3: If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(d), check whether the person filing is a: (e) (x) investment advisor registered under Section 203 of the Investment Advisors Act of 1940. Item 4: Ownership: (a) Amount beneficially owned: 473,200 (b) Percentage of class: 7.52 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 471,400 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 471,400 (iv) Shared power to dispose or to direct the disposition: 1,800 * Bear Stearns Asset Management Inc. is the "beneficial owner", as that term is defined in the Commission's Rule 13d-3, of a total of 473,200 shares of common stock representing 7.52% of the outstanding common stock. Item 5: Ownership of five or less percent of a class: Not applicable Item 6: Ownership of more than five percent on behalf of another person: Not applicable. Item 7: Identification and classification of the subsidiary which acquired the security being reported on by the Parent Holding Company: Not applicable Item 8: Identification and classification of members of the group: Not applicable Item 9: Notice of Dissolution of group: Not applicable Item 10: Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Bear Stearns Asset Management Inc. February 17, 1998 (Date) Stehen A. Bornstein Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----